Blog
There are options for clients of former Cambridge Investment Research, Inc. broker Matthew Romeo (CRD# 4201945) regarding real estate security losses. He was registered with Mid Atlantic Capital Corporation in Dublin, Ohio, from 2015 to 2020, and Cambridge Investment Research, … Continue reading
Stifel, Nicolaus & Company, Incorporated broker Richard Stone (CRD# 4219856) is accused of stock losses. He was registered with Stifel, Nicolaus & Company, Incorporated in New York, New York, since 2016, and with Morgan Stanley in New York, New York, … Continue reading
Were you the victim of Sunbelt Securities, Inc. broker Bradley Lakner (CRD# 4167521)? He has been registered with Sunbelt Securities, Inc. in Springfield, Illinois, since 2010. He was registered with Edward Jones in Springfield, Illinois, from 2007 to 2010, when … Continue reading
Erez Law is currently investigating former Spartan Capital Securities, LLC broker Adam Cavise (CRD# 4273848) regarding stock losses. He has been registered with Revere Securities LLC in New York, New York, since 2023. He was registered with Spartan Capital Securities, … Continue reading
Erez Law is currently investigating former Lincoln Financial Advisors Corporation broker Brent Fuchs (CRD# 4269916) regarding energy sector losses. He has been registered with Osaic Fa, Inc. in Preston, Maryland, since 2000. He was registered with The Lincoln National Life … Continue reading
Emerson Equity LLC broker Brandon Morrow (CRD# 3037943) is accused of private placement investment losses. He has been registered with Emerson Equity LLC in Irvine, California, since 2022. He was registered with Preferred Capital Securities, LLC in Atlanta, Georgia, from … Continue reading
Were you the victim of former Pruco Securities, LLC broker Michael Brickman (CRD# 4042866)? He was registered with Pruco Securities, LLC in Paramus, New Jersey, from 2018 to 2023, when he was terminated regarding, “The Company’s review concerns allegations that … Continue reading
Erez Law is investigating former U.S. Bancorp Investments, Inc. broker Tyson Allred (CRD# 3081010) regarding investment losses. He has been registered with LPL Financial LLC in Portland, Oregon, since 2023. He was registered with U.S. Bancorp Investments, Inc. in Portland, … Continue reading
Equitable Advisors, LLC broker Michael Mashak Mr (CRD# 4031888) is accused of unsuitable investment recommendations. He has been registered with Equitable Advisors, LLC in La Crosse, Wisconsin, since 1999. Michael Mashak Mr Customer Complaints He has been the subject of … Continue reading
Erez Law is currently investigating former Cetera Investment Services LLC broker Damon Mapes (CRD# 4011748) real estate investment trusts (REITs). He has been registered with LPL Financial LLC in Hillsboro, Oregon, since 2021. Previously, he was registered with Cetera Investment … Continue reading