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Erez Law is investigating claims related to Jason Daniel Sayles (CRD #4140191, St. Petersburg, Florida). Sayles recently submitted a FINRA Letter of Acceptance, Waiver and Consent (“AWC”) in which he was assessed a deferred fine of $15,000 and suspended from … Continue reading
Erez Law is investigating claims related to George E. Johnson (CRD# 2245802). Johnson was associated with Newport Coast Securities, Inc., in Chicago, IL, from April 2013 until February 2016. Prior to that, Johnson was associated with Meyers Associates, L.P. (November … Continue reading
The investment loss attorneys at Erez Law are available to represent individuals who invested in United Development Funding (UDF) real estate investment trusts (REITs) through independent broker-dealers. In 2014, the Securities and Exchange Commission (SEC) began investigating United Development Funding … Continue reading
LINN Energy (NASDAQ:LINE), an oil and natural gas company headquartered in Houston, Texas, reported its fourth quarter results last week. Among the highlights, Linn reduced total debt, excluding interest payable on second lien notes, by approximately $1.9 billion. Unfortunately, there … Continue reading
Erez Law is investigating claims related to Angel E. Aquino-Velez (CRD # 2687333), a Miami, Florida, broker who has been registered with Morgan Stanley since February 2010. Aquino previously was registered with Merrill Lynch, Pierce, Fenner & Smith, Inc. in … Continue reading
Erez Law continues to investigate claims related to Paul V. Blum (CRD # 735003), a West Palm Beach, Florida, broker who was registered with RBC Capital Markets, LLC, from October 2008 until October 2015. Blum currently is not registered with … Continue reading
Erez Law is investigating claims related to Lisa J. Lowi (CRD# 1347790). Lowi was associated with RBC Capital Markets, LLC, in West Palm Beach, Florida, from October 2009 until November 2015. Lowi has been associated with Janney Montgomery Scott, LLC, … Continue reading
Erez Law is investigating claims regarding Sean Eric Mattson (CRD #4028781, South Lyon, Michigan). Mattson recently submitted an AWC in which he was suspended from association with any FINRA member in any capacity for one month. See FINRA Case #2014040837701. … Continue reading
Erez Law and Aldarondo & Lopez Bras recently filed a claim against UBS Financial Services, Inc. and UBS Financial Services Inc. of Puerto Rico (“UBS”) on behalf of a 63-year-old man and his 62-year-old wife for more than $850,000 in … Continue reading
Erez Law is investigating claims regarding David Alexander Lange (CRD #4198134, Meridian, Idaho). Lange recently submitted an AWC in which he was barred from association with any FINRA member in any capacity. See FINRA Case #2014040505802. Lange was associated with … Continue reading