Blog
Former Summit Brokerage Services, Inc. broker Richard Brown (CRD# 1595628) is accused of real estate investment losses. He has been registered with Cetera Advisor Networks LLC in Fort Myers, Florida, since 2019. Previously, he was registered with Summit Brokerage Services, … Continue reading
Erez Law is currently investigating former Great Point Capital LLC broker Robert Lorente (CRD# 1425180), who is accused of real estate investment losses. He was registered with Aurora Securities in Livonia, Michigan, from 2022 to 2023. Previously, he was registered … Continue reading
Erez Law is currently investigating brokers across the country who are accused of recommending the unsuitable RAD Diversified REIT, a non-traded real estate investment trust (REIT). What is RAD Diversified REIT? Diversified REIT invests in a portfolio of properties … Continue reading
Were you the victim of former United Planners’ Financial Services Of America A Limited Partner broker Philip Riposo (CRD# 400056)? He was registered with United Planners’ Financial Services Of America A Limited Partner in Cave Creek, Arizona, from 2015 to … Continue reading
Erez Law is currently investigating former Edward Jones broker Reuben Brown (CRD# 7089559), who was barred by FINRA regarding investment losses related to private securities transactions and selling away. He was registered with Edward Jones in Southlake, Texas, from 2019 … Continue reading
Can you recover investment losses due to recommendations by former Sagepoint Financial, Inc. broker Ran Regev (CRD# 5469190)? He has been registered with Osaic Wealth, Inc. in Fort Lauderdale, Florida, since 2023. Previously, he was registered with Sagepoint Financial, Inc. … Continue reading
Herbert J. Sims & Co, Inc. broker Edward Muster (CRD# 1012341) is accused of unauthorized trades. He has been registered with Herbert J. Sims & Co, Inc. in Boca Raton, Florida, from 1998 to 2020. Edward Muster Customer Complaints He … Continue reading
Morgan Stanley broker Sean Brennan (CRD# 2915933) is accused of unsuitable investment recommendations. He has been registered with Morgan Stanley in Red Bank, New Jersey, since 2009. Sean Brennan Customer Complaints He has been the subject of one customer complaint, … Continue reading
Former Global Financial Private Capital, LLC broker John Anderson (CRD# 5922928) is accused of unauthorized trades. He has been registered with Anderson Advisors, Inc. in Gainesville, Georgia, since 2022. Previously, he was registered with AE Wealth Management, LLC in Gainesville, … Continue reading
Ameriprise Financial Services, LLC broker Michael Fisher (CRD# 4056114) is accused of unsuitable and unauthorized trading. He has been registered with Ameriprise Financial Services, LLC in Melville, New York, since 2016. Previously, he was registered with Wells Fargo Advisors, LLC … Continue reading