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Portsmouth Financial Services broker Steve Stanford (CRD# 1686790) is accused of GWG Holdings Inc. L Bond investment losses. He has been registered with Portsmouth Financial Services in San Francisco, California, since 2013. Previously, he was registered with the following brokerage … Continue reading
There are options for clients of Somerset Securities, Inc. broker Andrew Murdoch (CRD# 4348536), who suffered losses in iCap Equity, LLC. He has been registered with Somerset Securities, Inc. in Portland, Oregon, since 2019. Andrew Murdoch Customer Complaints He has … Continue reading
Erez Law is currently investigating Western International Securities, Inc. and 1st Financial Investment, Inc. broker Heath Goldstein (CRD# 2147679) regarding GWG Holdings Inc. investment losses. He has been registered with Western International Securities, Inc. in Clarks Summit, Pennsylvania and with … Continue reading
Erez Law recently filed a FINRA arbitration against USCA Securities LLC related to recommendations by Patrick Mendenhall (CRD #1068809), who is the founder and CEO of USCA Securities LLC in Houston, Texas. The complaint alleges that USCA Securities LLC actions … Continue reading
Erez Law is currently investigating American Trust Investment Services, Inc. broker David Geake (CRD# 3088891) regarding unsuitable investment recommendations. He has been registered with American Trust Investment Services, Inc. in Chicago, Illinois since 2018. Previously, he was registered with Ausdal … Continue reading
Volatility in markets exposes the weaknesses or unsuitability of investment strategies and securities recommendations by advisors, such as over-concentration in certain securities or too much leverage. If investment strategies are sound, investors can generally withstand fluctuations in the market that … Continue reading
Were you the victim of selling away by former LPL Financial LLC broker Todd Lesk (CRD# 2788300)? He was registered with Cambridge Investment Research, Inc. in Coral Springs, Florida, from 2022 to 2023, when he was terminated regarding, “The FP … Continue reading
Erez Law recently filed a FINRA arbitration against Ameritas Investment Company, LLC related to Colorado Bankers Life (CBL) annuities by brokers Patrick Kenney (CRD #1449448) and Thomas Geissler (CRD #2962412). The Erez Law client alleges the following in the newly … Continue reading
Former Green Vista Capital, LLC broker Andrew Miles (CRD# 5986774) regarding faces multiple customer complaints related to unsuitable investment recommendations. He was registered with Green Vista Capital, LLC in Winter Park, Florida, from 2018 to 2021. Previously, he was registered … Continue reading
Erez Law is currently investigating Coastal Equities, Inc. broker Gilbert Conrad (CRD# 2746778) regarding investment losses related to unsuitable investment recommendations. He has been registered with Coastal Equities, Inc. in Lewiston, New York, since 2022. Previously, he was registered with … Continue reading