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Erez Law is currently investigating Oppenheimer & Co. Inc. broker Paul Nathe (CRD# 2015831) regarding stock losses. He has been registered with Oppenheimer & Co. Inc. in Fishkill, New York, since 2007. Paul Nathe Customer Complaints He has been the … Continue reading
Erez Law is currently investigating Centaurus Financial, Inc. broker John Tryon (CRD# 1593231) regarding unsuitable investment recommendations. He has been registered with Centaurus Financial, Inc. in Troy, Michigan, since 2005. John Tryon Customer Complaints He has been the subject of … Continue reading
Erez Law is currently investigating former UBS Financial Services Inc. broker Tracy Longstreet (CRD# 1768525) regarding IRA losses. She was registered with UBS Financial Services Inc. in Houston, Texas, from 2009 to 2024. In September 2024, FINRA barred him after … Continue reading
Can you recover losses due to recommendations by Concorde Investment Services, LLC broker Alan Harrison (CRD# 1616987)? He has been registered with Concorde Investment Services, LLC in Trussville, Alabama, since 2015. Alan Harrison Customer Complaints He has been the subject … Continue reading
Were you the victim of Commonwealth Financial Network broker Paul Miller Jr. (CRD# 1769045) who is accused of variable annuity losses? He has been registered with Commonwealth Financial Network in Medina, Ohio, since 2016. He was registered with Raymond James … Continue reading
Were you the victim of Wells Fargo Clearing Services, LLC broker James Paige (CRD# 1726609)? He has been registered with Wells Fargo Clearing Services, LLC in Vero Beach, Florida, since 2008. James Paige Customer Complaints He has been the subject … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Ameriprise Financial Services, LLC broker Christopher Jacobi (CRD# 1648679). He has been registered with Ameriprise Financial Services, LLC in Pensacola, Florida, since 2009. … Continue reading
Erez Law is currently investigating former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Richard Sica (CRD# 1756940) regarding failure to follow directions. He has been registered with Charles Schwab & Co., Inc. in Brookfield, Connecticut, since 2021. He was … Continue reading
Arkadios Capital broker Thomas Baer (CRD# 1663820) is accused of structured note losses. He has been registered with Arkadios Capital in Erie, Pennsylvania, since 2022. He was registered with Kalos Management and Kalos Capital, Inc. in Erie, Pennsylvania, from 2018 … Continue reading
There are options for clients of Centaurus Financial, Inc. broker Curtis Edmark (CRD# 1596961) who suffered investment losses. He has been registered with Centaurus Financial, Inc. in Greenfield, Wisconsin, since 2017. In December 2005, the state of Wisconsin opened an … Continue reading