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Erez Law is currently investigating 37-year industry veteran and Rockefeller Financial LLC broker Peter Clarke (CRD# 1400419), who faces a $6.3 million customer complaint. He has been registered with Rockefeller Financial LLC in Palm Beach Gardens, Florida, since 2021. Previously, … Continue reading
Were you the victim of investment losses with PFS Investments Inc. broker Sean Fields (CRD# 6790559)? He has been registered with PFS Investments Inc. in West Chester, Ohio, since 2017, and with Primerica Advisors in West Chester, Ohio, since 2021. … Continue reading
Erez Law is currently investigating brokers across the country who recommended their clients invest in iCap Northwest Opportunity Fund, LLC, a high-risk private placement with assets in the real estate sector. Regrettably, for investors across the country, as interest rates … Continue reading
Centaurus Financial, Inc. broker William Burks II (CRD# 2944992) faces customer complaints related to unsuitable investment recommendations. He has been registered with Centaurus Financial, Inc. in Flower Mound, Texas, since 2000. William Burks II Customer Complaints He has been the … Continue reading
Erez Law is currently investigating Capital Investment Group, Inc. broker Anthony Pitta (CRD# 1958029), who is accused of investment losses due to GWG Holdings Inc. L Bonds. He has been registered with Capital Investment Group, Inc. in Melville, New York, … Continue reading
Erez Law recently filed two FINRA arbitration claims on behalf of retired Exxon employees against UBS Financial Services Inc. related to Yield Enhancement Strategy (YES) investment losses, due to recommendations by broker Jack Riley (CRD #4306836), who has been a … Continue reading
Erez Law recently filed a FINRA arbitration against Shawn Spellacy (CRD #2275119), who has been a registered representative of Calton & Associates, Inc. in Fair Oaks, California, since 1999. The Erez Law client, who was a retired former small business … Continue reading
Were you the victim of former Emerson Equity LLC broker James Kent Jr. (CRD# 2255753)? He has been registered with Emerson Equity LLC in San Mateo, California, from April to May 2021, when he was terminated regarding, “failure to disclose … Continue reading
Erez Law is currently investigating United Planners’ Financial Services Of America A Limited Partner broker John Rhoads Jr. (CRD# 2176003), regarding misrepresentation that led to investment losses. He has been registered with United Planners’ Financial Services Of America A Limited … Continue reading
Former Wells Fargo Clearing Services, LLC broker Carol Lemoult (CRD# 331681) faces customer complaints related to related to unsuitable investment recommendations. She was registered with Wells Fargo Clearing Services, LLC in Irvine, California, from 2011 to 2022. Carol Lemoult Customer … Continue reading