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UBS Financial Services Inc. broker David Barnes (CRD# 2181896) faces customer complaints related to unsuitable investment recommendations in the high-risk energy and real estate sectors. He has been registered with UBS Financial Services Inc. in Dallas, Texas, since 2016. David … Continue reading
Can I recover losses investing with RBC Capital Markets, LLC broker Edward Stike (CRD# 1439479)? He has been registered with LPL Financial LLC in Charleston, West Virginia, since 2022. Previously, he was registered with RBC Capital Markets, LLC in Charleston, … Continue reading
Were you the victim of investment losses with Morgan Stanley broker Horace Barker Jr. (CRD# 1639677)? He has been registered with Morgan Stanley in New York, New York, since 2009. Horace Barker Jr Customer Complaints He has been the subject … Continue reading
Did you lose money investing with UBS Financial Services Inc. broker Daniel Egbert (CRD# 3126238)? He has been registered with UBS Financial Services Inc. in Raleigh, North Carolina, since 1999. Daniel Egbert Customer Complaints He has been the subject of … Continue reading
TD Ameritrade, Inc. broker Kelly Gillikin (CRD# 6847210) faces a customer complaint related to options investment losses. She has been registered with TD Ameritrade, Inc. in Chicago, Illinois, since 2017. Kelly Gillikin Customer Complaints She has been the subject of … Continue reading
Erez Law is currently investigating NYLife Securities LLC broker Margarita Flores (CRD# 2440637), who is accused of insurance losses. She has been registered with NYLife Securities LLC in El Paso, Texas, since 1994. Margarita Flores Customer Complaints She has been … Continue reading
Former NPB Financial Group, LLC broker James Easter (CRD# 74758) faces a customer complaint related to GWG Holdings Inc. investment losses. He has been registered with Independent Financial Group, LLC in Sandy, Utah, from July to December 2022. Previously, he … Continue reading
Were you the victim of investment losses with Ameriprise Financial Services, LLC broker Roy Waugh (CRD# 2130562)? He has been registered with Ameriprise Financial Services, LLC in Lawton, Oklahoma, since 1991. Roy Waugh Customer Complaints He has been the subject … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Western International Securities, Inc. broker Michele Fane (CRD# 858728). She was registered with the following brokerage firms: Cadaret, Grant & Co., Inc. … Continue reading
Western International Securities, Inc. broker David Simon (CRD# 1064191) is accused of unsuitable investment recommendations. He has been registered with Western International Securities, Inc. in Crystal Bay, Nevada, since 2007. David Simon Customer Complaints He has been the subject of … Continue reading