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Former LPL Financial LLC broker John Terzis (CRD# 1805020) regarding was barred by FINRA related to misappropriation of client funds. He was registered with LPL Financial LLC in Skokie, Illinois, from 2008 to 2022, when he was terminated regarding, “Failed … Continue reading
Have you suffered losses due to investments with E*Trade Securities LLC broker Ryan Vanderwood (CRD# 6151492)? He has been registered with Morgan Stanley in Chicago, Illinois, since 2023 and with E*Trade Securities LLC in Chicago, Illinois, since 2017. Ryan Vanderwood … Continue reading
Were you the victim of Joseph Gunnar & Co. LLC broker Stephen Marek (CRD# 2458841), who is accused of unsuitable investment recommendations? He has been registered with Joseph Gunnar & Co. LLC in Uniondale, New York, since 2009. Stephen Marek … Continue reading
Can I recover losses due to unsuitable investment recommendations by Coastal Equities, Inc. broker James Shenk (CRD# 2876098)? He has been registered with Coastal Equities, Inc. in Glen Rock, Pennsylvania, since 2015. James Shenk Customer Complaints He has been the … Continue reading
Were you the victim of Western International Securities, Inc. broker Helen Lin (CRD# 4556198)? She has been registered with Western International Securities, Inc. in Rolling Hills Estates, California, since 2017. Helen Lin Customer Complaints She has been the subject of … Continue reading
Erez Law is currently investigating former Accelerated Capital Group broker Mark Stewart (CRD# 2074085) regarding GWG Holdings Inc. investment losses. He has been registered with M Stevens Securities, LLC in Irvine, California, since 2020 and with M Stevens Wealth Advisors, … Continue reading
Erez Law is currently investigating Arete Wealth Management, LLC broker Dennis Thurman (CRD# 2342398) regarding unsuitable investment recommendations. He has been registered with Arete Wealth Management, LLC in Chicago, Illinois, since 2016. Dennis Thurman Customer Complaints He has been the … Continue reading
Erez Law is currently investigating Morgan Stanley broker Clinton Curtright (CRD# 5921560) regarding misrepresentations related to stock investments. He has been registered with Morgan Stanley in La Jolla, California, since 2014. Clinton Curtright Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating Centaurus Financial, Inc. broker James Peters (CRD# 2665577) regarding unsuitable investment recommendations. He has been registered with Centaurus Financial, Inc. in Irvine, California, since 2012. James Peters Customer Complaints He has been the subject of … Continue reading
Were you the victim of former Tradespot Markets Inc. broker Mark Beloyan (CRD# 1392748)? He was registered with Tradespot Markets Inc. in Davie, Florida, from 1992 to 2021. He acted as the firm’s President, Chief Operating Officer, Chief Compliance Officer, … Continue reading