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Can I recover losses from investments with LPL Financial LLC broker Garth Lurvey (CRD# 4729301)? He has been registered with Private Client Services, LLC in Winter Park, Florida, since 2022, and Prime Capital Financial in Winter Park, Florida, since 2022. … Continue reading
Can you recover investment losses due to recommendations by LPL Financial LLC broker Bernell Baker (CRD# 5493956)? He has been registered with LPL Financial LLC in Mountain, Utah, since 2012. Bernell Baker Customer Complaints He has been the subject of … Continue reading
Morgan Stanley broker Tracy Bird (CRD# 4147085) is accused of unsuitable investment recommendations. He has been registered with Morgan Stanley in New York, New York, since 2009. Tracy Bird Customer Complaints He has been the subject of one customer complaint, … Continue reading
There are options for clients of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Rajesh Markan (CRD# 4553309) who suffered investment losses. He was registered with Hilltop Securities Inc. in Dallas, Texas, from 2022 to 2024, and Merrill Lynch, Pierce, … Continue reading
There are options for clients of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Gregory Whelan (CRD# 5247677). He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Fort Lauderdale, Florida, since 2013. Gregory Whelan Customer Complaints … Continue reading
Were you the victim of Fidelity Brokerage Services LLC broker Kelly Johnston (CRD# 5001042)? He has been registered with Fidelity Brokerage Services LLC in Covington, Kentucky, since 2008, and Fidelity Personal And Workplace Advisors in Covington, Kentucky, since 2019. Kelly … Continue reading
Former LPL Financial LLC broker Bradley Gardner (CRD# 4423724) was barred by FINRA. He was registered with LPL Financial LLC in Fort Bragg, California, from 2012 to 2017, when he was terminated regarding, “Representative resigned after allegations were made that … Continue reading
Moloney Securities Co., Inc. broker Eric Duncan (CRD# 4168496) faces customer complaints related to unsuitable investment recommendations. He has been registered with Moloney Securities Co., Inc. in Denver, Colorado, since 2004, and Moloney Securities Asset Management LLC in Denver, Colorado, … Continue reading
Erez Law is currently investigating LPL Financial LLC broker Karry Maciak (CRD# 4332863) regarding unsuitable investment recommendations. He has been registered with LPL Financial LLC in Walnut Creek, California, since 2013. Karry Maciak Customer Complaints He has been the subject … Continue reading
Were you the victim of former E1 Asset Management, Inc. broker Jae Kim (CRD# 4620963)? He was registered with E1 Asset Management, Inc. in Manor, New York, from 2003 to 2024. In March 2024, FINRA barred him after he “consented … Continue reading