Blog
There are options for clients of former Newbridge Securities Corporation broker Peter Radvanyi (CRD# 3129076) related to alternative investment losses. He was registered with Newbridge Securities Corporation in Reston, Virginia, from 2007 to 2015. Peter Radvanyi Customer Complaints He has … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Adam Gurien (CRD# 2302341) regarding alternative investment losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Palm Beach Gardens, Florida, since 2011. … Continue reading
In April 2023, the Ohio Attorney General indicted eight managers from Northwest Capital for 204 felony charges related to a decade-long scheme to defraud $72 million from 200 clients across 741 transactions. Northwest Capital is a Toledo-based investment firm that … Continue reading
Were you the victim of Morgan Stanley broker John Rochester (CRD# 2128760) due to unauthorized trading? John Rochester has been registered with Morgan Stanley in Santa Fe, New Mexico, since 2009. In March 2023, a former client of Morgan Stanley … Continue reading
Erez Law is currently investigating Berthel Fisher and its brokers across the country, who allegedly recommended their clients invest in alternative investments and private placements. In 2022, investors filed a claim against Berthel Fisher for $32.1 million, according to the … Continue reading
International Assets Advisory, LLC broker Jeffrey Winn (CRD# 2375998) was accused of negligence resulting in investment losses. He has been registered with International Assets Advisory, LLC in Orlando, Florida, since 2002. Jeffrey Winn Customer Complaints He has been the subject … Continue reading
There are options for customers of Equity Services, Inc. broker Keith Baron (CRD# 3231494) who suffered energy sector losses. He was registered with Equity Services, Inc. in Jericho, New York, from 2015 to 2022. He was previously registered with Park … Continue reading
Did you lose money investing in oil and gas securities with former ProEquities, Inc. broker Cara Miller (CRD# 4521819)? She was registered with ProEquities, Inc. in Rapid City, South Dakota, from 2006 to 2020. Cara Miller Customer Complaints She has … Continue reading
There are options for clients of former Network 1 Financial Securities Inc. broker Charles Malico (CRD# 1507282) who suffered investment losses due to unsuitable investment recommendations. He was registered with Network 1 Financial Securities Inc. in Huntingon Station, New York, … Continue reading
Were you the victim of former United Planners’ Financial Services Of America A Limited Partner broker Joseph Appolito (CRD# 6698), who is accused of unsuitable investment recommendations? He has been registered with Commonwealth Financial Network in Kapolei, Hawaii, since 2018. … Continue reading