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Were you the victim of G. A. Repple & Company broker Michael Mandarino (CRD# 4443175) who is alleged to recommend unsuitable GWG Holdings Inc. investments? He has been registered with G. A. Repple & Company in Apollo Beach, Florida since … Continue reading
Ausdal Financial Partners, Inc. broker Travis Wolfe (CRD# 5851265) is accused of GWG Holdings Inc. L Bonds losses. He has been registered with Ausdal Financial Partners, Inc. and Ausdal Financial Partners, Inc. in Downers Grove, Illinois since 2016. Travis Wolfe … Continue reading
There are options for clients of broker James Siemonsma (CRD# 2172228) regarding unsuitable investment recommendations. He has been registered with MSEC, LLC in Omaha, Nebraska since 2017 and with Mariner Wealth Advisors in Omaha, Nebraska since 2017 and with Mariner … Continue reading
Were you the victim of UBS Financial Services Inc. broker Jordan Hayes (CRD# 2391254) who is accused of unsuitable investment recommendations? He has been registered with UBS Financial Services Inc. in Los Angeles, California since 2008. Jordan Hayes Customer Complaints … Continue reading
There are options for clients of Centaurus Financial, Inc. broker Carey James (CRD# 1420763) who suffered investment losses. He has been registered with Centaurus Financial, Inc. in Arroyo Grande, California since 2004. Carey James Customer Complaints He has been the … Continue reading
Erez Law is currently investigating former First Allied Securities, Inc. broker David Giegerich (CRD# 2795115) regarding real estate security losses. He was registered with LPL Financial LLC in Bridgewater, New Jersey from 2016 to 2021. Previously, he was registered with … Continue reading
Can I recover losses from investments with Lifemark Securities Corp. broker Patrick Durst (CRD# 6328382) who is accused of unsuitable investment recommendations? He has been registered with Lifemark Securities Corp. in Centennial, Colorado since 2018. Previously, he was registered with … Continue reading
There are options for customers of Crown Capital Securities, L.P. broker Thomas Ren (CRD# 2729198) who suffered losses due to unsuitable investment recommendations. He has been registered with Crown Capital Securities, L.P. in Roaring River, North Carolina since 2016. Thomas … Continue reading
Can I recover losses from investments with Lincoln Financial Advisors broker Airinhos Serradas (CRD# 2189985) who is accused of unsuitable investment recommendations? He has been registered with Lincoln Financial Advisors in Fishkill, New York since 2013. Previously, he was registered … Continue reading
Centaurus Financial, Inc. broker John Starke (CRD# 3154774) faces customer complaints regarding unsuitable investment recommendations and illiquid investments. He has been registered with Centaurus Financial, Inc. in Mechanicsville, Virginia since 2015. John Starke Customer Complaints He has been the subject … Continue reading