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Did you lose money investing with Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Bernard Adair (CRD# 1535429)? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Jupiter, Florida, since 1991. Bernard Adair Customer Complaints He … Continue reading
Erez Law is currently investigating former Morgan Stanley broker Darryl Cohen (CRD# 2786613) regarding non-broker dealer product investment losses and selling away. The broker was part of the Global Sports Entertainment Group at Morgan Stanley, focusing on athletes and entertainers … Continue reading
Were you the victim of former NYLife Securities LLC broker Howard Hanna (CRD# 2076342), who is accused of variable annuity investment losses? He has been registered with NYLife Securities LLC in Waco, Texas, since 2016. Previously, he was registered with … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Arive Capital Markets broker Lon Faccini, Jr. (CRD# 2736849). He was registered with Arive Capital Markets in Coram, New York, from 2016 to … Continue reading
There are options for clients of Moloney Securities Co., Inc. broker Cary Jacobs (CRD# 5029640) who suffered investment losses in common and preferred stocks. He has been registered with Moloney Securities Co., Inc. in Glenview, Illinois, since 2010. Cary Jacobs … Continue reading
Were you the victim of investment losses with ThinkEquity LLC broker Ben Sutak (CRD# 5580389)? He has been registered with ThinkEquity LLC in New York, New York, since 2017. Previously, he was registered with Westpark Capital, Inc. in New York, … Continue reading
Were you the victim of Cape Securities Inc. broker Karen Geiger (CRD# 1456604) regarding GWG Holdings Inc. L Bonds losses? She has been registered with Cape Securities Inc. in Mcdonough, Georgia, since 2017. Previously, he was registered with Cape Investment … Continue reading
In March 2023, FINRA fined Webull Financial LLC $3 million for not exercising reasonable due diligence related to options trading. Webull Financial LLC consented to the entry of FINRA’s findings, without admitting or denying the charges. It is also alleged … Continue reading
Erez Law is investigating former Fidelity Personal And Workplace Advisors broker Nathan Cedarleaf (CRD# 4341451) regarding stock losses. He has been registered with Cetera Investment Services LLC in Troy, Ohio, since 2021. Previously, he was registered with Fidelity Personal And … Continue reading
In March 2023, a former client of Oppenheimer & Co., Inc. won an award in a FINRA arbitration for compensatory damages for $1,483,670 for losses sustained from investments in the Horizon Private Equity III fund. The claimants originally sought $2.5 … Continue reading