There are options for clients of Raymond James & Associates, Inc. broker Pasquale Evangelista (CRD# 2443782) who suffered investment losses. He has been registered with Raymond James & Associates, Inc. in Naples, Florida, since 2010.
Pasquale Evangelista Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
June 2024. “Claimant alleges FA had a conflict of interest from also servicing claimant’s sibling’s account and the account of Claimant’s mother’s trust and that FA pressured her to sell securities in her account to pay down a line of credit even though her account was not the primary pledged account for the line. Claimant also alleges that following transfer of the funds to pay down the line, her account was frozen, and securities were liquidated because the account balance fell below the loan-ratio requirements. Allegation Activity Dates: 8/2018 – 8/2023.” The customer is seeking $277,686 in damages, and the case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Raymond James & Associates, Inc. may be liable for investment or other losses suffered by Pasquale Evangelista’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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