Were you the victim of Commonwealth Financial Network broker Paul Miller Jr. (CRD# 1769045) who is accused of variable annuity losses? He has been registered with Commonwealth Financial Network in Medina, Ohio, since 2016. He was registered with Raymond James & Associates, Inc. in Westlake, Ohio, from 2008 to 2016.
Paul Miller Jr. Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
October 2024. “Executor for client’s estate, in hindsight, seeks to hold RR responsible for choices the client made with respect to exercising certain options under an annuity contract.” The customer is seeking $107,992.74 in damages, and the case is currently pending. The complaint was regarding variable annuity losses, and it took place while he was registered with Commonwealth Financial Network.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Commonwealth Financial Network may be liable for investment or other losses suffered by Paul Miller Jr.’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
"*" indicates required fields
