Erez Law is currently investigating Former Newbridge Securities Corporation broker Peter Goffin (CRD# 1617710) regarding losses due to alternative investments. He was registered with Newbridge Securities Corporation in Boca Raton, Florida, from 2003 to 2023.
Peter Goffin Customer Complaints
He has been the subject of 10 customer complaints between 1993 and 2024, two of which were denied and one was closed without action, according to his CRD report. The most recent complaint is regarding:
September 2024. “Breach of contract, breach of fiduciary duty, failure to supervise and negligence, violation of reg Bi.” The customer is seeking $100,000 in damages. The complaint was regarding GWG Holdings, Inc. losses.
August 2024. “Breach of contract, breach of fiduciary duty, negligence, failure to supervise and violation of reg Bi.” The customer is seeking $500,000 in damages. The complaint was regarding alternative investments.
January 2024. “Breach of fiduciary duty, breach of contract and negligence, and negligent supervision.” The customer is seeking $400,000 in damages. The complaint was regarding alternative investments.
November 2023. “Breach of fiduciary duty, breach of contract, failure to supervise and negligence.” The case was settled for $300,000. The complaint was regarding alternative investments.
October 2023. “Breach of fiduciary duty, breach of contract and negligence, negligent supervison.” The customer is seeking $500,000 in damages. The complaint was regarding alternative investments.
September 2023. “Failure to supervise, misrepresentation, negligence and breach of fiduciary duty.” The customer sought $91,000 in damages, and the case was settled for $40,000. The complaint was regarding GWG Holdings, Inc. losses.
August 2021. “Claimant alleges: unsuitability, breach of contract, breach of fiduciary duty, common law fraud.” The customer sought $101,000 in damages, and the case was settled for $32,500. The complaint was regarding alternative investments.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Newbridge Securities Corporation may be liable for investment or other losses suffered by Peter Goffin’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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