Were you the victim of former LPL Financial LLC broker Rainer Hohlbein (CRD# 1282146)? He was registered with LPL Financial LLC in Verona, Wisconsin, from 2011 to 2021.
Rainer Hohlbein Customer Complaints
He has been the subject of two customer complaints between 2015 and 2024, according to his CRD report. The most recent complaint was regarding:
May 2024. “Customers allege that an investment made in 2014 was unsuitable for the customers’ investment objectives and risk tolerance.” The case is currently pending. The complaint was regarding real estate security losses, and it took place while he was registered with LPL Financial LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC may be liable for investment or other losses suffered by Rainer Hohlbein’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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