Morgan Stanley broker Raymond Harrison (CRD# 6149374) is accused of breach of fiduciary duty. He has been registered with Morgan Stanley in Alpharetta, Georgia, since 2003.
Raymond Harrison Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
July 2023. “Client’s attorney alleges breach of fiduciary duty for permitting the client’s father to trade and withdraw funds from the client’s custodial account for the father’s own benefit . 2020.” The customer is seeking $260,000 in damages, and the case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Morgan Stanley may be liable for investment or other losses suffered by Raymond Harrison’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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