Were you the victim of LPL Financial LLC broker Richard Donatelli (CRD# 1652397)? He has been registered with LPL Financial LLC in Columbiana, Ohio, since 2017. Previously, he was registered with National Planning Corporation in Columbiana, Ohio, from 2012 to 2017.
Richard Donatelli Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
September 2022. “Customer alleges that her financial advisor gave her improper advice in connection with available options arising from inherited IRA accounts. Activity period February 2020 to June 2021.” The customer is seeking $400,000 in damages, and the case is currently pending. The complaint was regarding mutual fund investment losses. The complaint took place while he was registered with LPL Financial LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC may be liable for investment or other losses suffered by Richard Donatelli’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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