Can I recover losses from investments with Centaurus Financial, Inc. broker Richard Laspaluto (CRD# 2541603)? He has been registered with Centaurus Financial, Inc. in Las Vegas, Nevada, since 2005.
Richard Laspaluto Customer Complaints
He has been the subject of two customer complaints between 2011 and 2024, according to his CRD report:
April 2024. “The customer alleges that the Registered Representative made unsuitable recommendations, account mismanagement and breached his fiduciary duty. No specific dates for the alleged activity were identified in the Statement of Claim.” The case is currently pending. The complaint was regarding real estate securities and variable annuity investment losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Centaurus Financial, Inc. may be liable for investment or other losses suffered by Richard Laspaluto’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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