Were you the victim of investment losses with Raymond James Financial Services, Inc. broker Robert Anderson III (CRD# 2355813)? He has been registered with Raymond James Financial Services, Inc. in Hiawassee, Georgia, since 1999.
Robert Anderson III Customer Complaints
He has been the subject of four customer complaints between 2007 and 2022, one of which was denied, according to his CRD report. The most recent complaints were regarding:
November 2022. “Former trust client alleges (i) trustee did not have authority to appoint successor trustee and (ii) trust should have ceased its existence when trustee died, so FA should not have followed any instructions during this time.” The customer is seeking $956,794.23 in damages, and the case is currently pending.
August 2017. “Breach of Fiduciary Duty, Negligence, Negligent Supervision.” The customer sought $75,000 in damages, and the case was settled for $14,999. The complaint was regarding common and preferred stock losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Raymond James Financial Services, Inc. may be liable for investment or other losses suffered by Robert Anderson III’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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