Moloney Securities Co., Inc. broker Robert Gustafson (CRD# 5753473) faces a customer complaint related to unsuitable investments. He has been registered with Moloney Securities Co., Inc. in Epping, New Hampshire, since 2015 and with Moloney Securities Asset Management LLC in Epping, New Hampshire, since 2017. Previously, he was registered with J P Turner & Company Capital Management, LLC in Epping, New Hampshire, from 2012 to 2015.
Robert Gustafson Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
September 2022. “Suitability/negligence. 2020.” The customer is seeking $110,000 in damages, and the case is currently pending. The complaint was regarding corporate debt. The complaint took place while he was registered with Moloney Securities Co., Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Moloney Securities Co., Inc. may be liable for investment or other losses suffered by Robert Gustafson’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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