Erez Law is currently investigating VCS Venture Securities broker Rocco Maselli (CRD# 2791357), who is accused of stock losses. He has been registered with VCS Venture Securities in Garden City, New York, since 2021. Previously, he was registered with the following firms:
- Joseph Stone Capital L.L.C. in Mineola, New York, from 2015 to 2021
- Meyers Associates, L.P. in New York, New York, from April to August 2015
- Morgan Wilshire Securities, Inc. in Garden City, New York, from 2003 to 2015
Rocco Maselli Customer Complaints
He has been the subject of four customer complaints between 2005 and 2023, according to his CRD report. The most recent complaint was regarding:
September 2023. “Violations of federal securities laws, violation of New York Consumer Protection Act, breach of contract, common law fraud, breach of fiduciary duty, negligence and gross negligence.” The customer is seeking $500,000 in damages, and the case is currently pending. The complaint was regarding equity OTC and stock losses, and it took place while he was registered with Joseph Stone Capital L.L.C. and VCS Venture Securities.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, VCS Venture Securities may be liable for investment or other losses suffered by Rocco Maselli’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
"*" indicates required fields
