Former LPL Financial LLC broker Ronald Denova (CRD# 1673284) is accused of real estate security investment losses. He has been registered with Ameriprise Financial Services, LLC in Sandpoint, Idaho, since 2020. Previously, he was registered with LPL Financial LLC in Sandpoint, Idaho, from 2017 to 2020, National Planning Corporation in Sandpoint, Idaho, from 2016 to 2017, Cetera Investment Advisers LLC in Sandpoint, Idaho, from 2015 to 2017, and with LPL Financial LLC in Sandpoint, Idaho, from 2010 to 2015.
Ronald Denova Customer Complaints
He has been the subject of two customer complaints between 2018 and 2024, one of which was closed without action, according to his CRD report:
February 2024. “Customer alleges that investments made in 2014 were unsuitable for the customer’s investment objectives and risk tolerance.” The case is currently pending. The complaint is regarding real estate security investment losses, and it took place while he was registered with LPL Financial LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC may be liable for investment or other losses suffered by Ronald Denova’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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