Were you the victim of former MML Investors Services, LLC. broker Scott Embree (CRD# 5720630)? He has been registered with Osaic Wealth, Inc. in Fenton, Michigan, since 2022. Previously, he was registered with MML Investors Services, LLC in Grand Rapids, Michigan, from 2010 to 2022.
Scott Embree Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
May 2023. “Per the MML Investor Services, LLC filing, the complainant alleges that the variable annuity that was sold to him in 2013 wasn’t in his best interest and that he has incurred tax penalties because of it. Wants to surrender the remaining funds.” The case is currently pending. The complaint was regarding variable annuity investment losses, and it took place while he was registered with MML Investors Services, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, MML Investors Services, LLC may be liable for investment or other losses suffered by Scott Embree’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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