Erez Law is currently investigating Ameriprise Financial Services, LLC broker Scott Roslonowski (CRD# 4795893) regarding investment losses related to a high-fee portfolio of non-traded real estate investment trusts (REITs), illiquid variable annuities, and variable universal life insurance.
He has been registered with Ameriprise Financial Services, LLC, in Indian Harbour Beach, Florida, since 2009.
Scott Roslonowski Customer Complaints
He has been the subject of two customer complaints in 2023, according to his CRD report:
July 2023. “The Claimants allege their advisor recommended unsuitable investments including variable annuities, variable universal life insurance and REITs.” The customer is seeking $200,000 in damages, and the case is currently pending.
March 2023. “Claimants allege advisor recommended unsuitable investments, including a REIT, variable annuity and a life insurance policy, some of which led to unnecessary taxable events.” The case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Ameriprise Financial Services, LLC may be liable for investment or other losses suffered by Scott Roslonowski’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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