Erez Law is interested in speaking with investors who may have suffered real estate investment losses due to investments with J.W. Cole Financial, Inc. broker Shad Ketcher (CRD# 2684383). He has been registered with J.W. Cole Financial, Inc. in Hutchinson, Minnesota since 2013 and with New Era Financial Advisors, Inc. in Wayzata, Minnesota since 2014.
Shad Ketcher Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
January 2022. “Clients alleges two non-traded REITs purchased were unsuitable.” The customer is seeking $100,001 in damages and the case is currently pending. The complaint was regarding real estate securities and took place while he was registered with J.W. Cole Financial, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, J.W. Cole Financial, Inc. may be liable for investment or other losses suffered by Shad Ketcher’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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