There are options for clients of Herbert J. Sims & Co., Inc. broker Stacy Goldsmith (CRD# 1416323) who suffered investment losses. She has been registered with Herbert J. Sims & Co., Inc. in Red Bank, New Jersey, Since 2012.
Stacy Goldsmith Customer Complaints
She has been the subject of four customer complaints between 2022 and 2023, according to her CRD report:
December 2023. “Statement of claims alleges that investments were not in the best interest of the customer.” The customer is seeking $150,000 in damages, and the case is currently pending.
October 2022. “Two investments purchases made in 10/2014 and 12/2015 respectively and alleged unsafe.” The customer sought $30,000 in damages, and the case was settled for $7,500.
April 2022. “Unsuitable investment.” The customer is seeking $95,000 in damages, and the case is currently pending.
April 2022. “Unsuitable investment.” The customer is seeking $300,000 in damages, and the case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Herbert J. Sims & Co., Inc. may be liable for investment or other losses suffered by Stacy Goldsmith’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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