Janney Montgomery Scott LLC Broker Tammy Bowman Stock Loss Options

Janney Montgomery Scott LLC

Janney Montgomery Scott LLC broker Tammy Bowman (CRD# 2159262) is accused of stock losses. She has been registered with Janney Montgomery Scott LLC in Royersford, Pennsylvania, since 1999. 

Tammy Bowman Customer Complaints

She has been the subject of two customer complaints between 2016 and 2024, one of which was denied, according to his CRD report:

August 2024. “Claimants allege that their accounts were unsuitably invested.” The customer is seeking $140,000 in damages, and the case is currently pending. The complaint was regarding common and preferred stocks, and it took place while he was registered with Janney Montgomery Scott LLC.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Janney Montgomery Scott LLC may be liable for investment or other losses suffered by Tammy Bowman’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

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Author: Jeffrey Erez

The founder of Erez Law, Jeffrey Erez, focuses exclusively on securities arbitration and litigation. Mr. Erez passionately believes in representing aggrieved investors and obtaining justice for his clients through litigation.