Were you the victim of Morgan Stanley broker Timothy Brennan (CRD# 2156660)? He has been registered with Morgan Stanley in Red Bank, New Jersey, since 2018. Previously, he was registered with Jefferies LLC in New York, New York, from 2015 to 2018, and with Credit Suisse Securities (USA) LLC in New York, New York, from 2001 to 2015.
Timothy Brennan Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
July 2023. “Client alleged, inter alia, that investment strategy implemented in their accounts was not in their best interests 2021-2023.” The case is currently pending. The complaint was regarding structured product investment losses, and it took place while he was registered with Morgan Stanley.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Morgan Stanley may be liable for investment or other losses suffered by Timothy Brennan’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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