There are options for clients of Osaic Wealth, Inc. broker Timothy Judson (CRD# 709195), who suffered investment losses. He has been registered with Osaic Wealth, Inc. in McLean, Virginia, since 1989. He is a registered investment advisor with Royal Alliance Associates, Inc.
Timothy Judson Customer Complaints
He has been the subject of three customer complaints between 1991 and 2023, according to his CRD report. The most recent complaints were regarding:
July 2023. “The claimants allege that recommendations of two products out of many investment recommendations were not in keeping with their investment needs and objectives.” The customer is seeking $100,000 in damages, and the case is currently pending. The complaint was regarding direct investments, and it took place while he was registered with Royal Alliance Associates, Inc.
January 2021. “Claimant alleges that two recommendations of alternative investments were not in keeping with the clients needs and objectives.” The customer sought $50,000 in damages, and the case was settled for $30,000. The complaint was regarding direct investments, and it took place while he was registered with Royal Alliance Associates, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Osaic Wealth, Inc. may be liable for investment or other losses suffered by Timothy Judson’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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