Morgan Stanley broker Tracy Bird (CRD# 4147085) is accused of unsuitable investment recommendations. He has been registered with Morgan Stanley in New York, New York, since 2009.
Tracy Bird Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
August 2023. “Client’s wife/poa alleges, inter alia, that the investment strategy implemented in the client’s account was unsuitable 2021-2023.” The case was settled for $125,000.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Morgan Stanley may be liable for investment or other losses suffered by Tracy Bird’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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