Erez Law is currently investigating former Investors Capital Corp. broker Travis Hughes (CRD# 1532177) regarding real estate investment trusts (REIT) losses. Travis Hughes has been registered with Cetera Advisors LLC in El Paso, Texas since 2016. Previously, Travis Hughes was registered with Investors Capital Corp. in El Paso, Texas from 2008 to 2016.
Travis Hughes Customer Complaints
Travis Hughes has been the subject of 10 customer complaints between 2001 and 2021, four of which were denied and one was dismissed, according to his CRD report. The most recent complaint was regarding:
October 2021. “Claimant alleges that their registered representative recommended unsuitable investments.” The case is currently pending. The complaint took place while Travis Hughes was registered with Investors Capital Corp.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Investors Capital Corp. may be liable for investment or other losses suffered by Travis Hughes’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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