Ausdal Financial Partners, Inc. broker Travis Wolfe (CRD# 5851265) is accused of GWG Holdings Inc. L Bonds losses. He has been registered with Ausdal Financial Partners, Inc. and Ausdal Financial Partners, Inc. in Downers Grove, Illinois since 2016.
Travis Wolfe Customer Complaints
He has been the subject of two customer complaints between 2017 and 2022, one of which was denied, according to his CRD report:
August 2022. “Unsuitable investments, misrepresentation of product, lack of due diligence on product sponsor.” The customer is seeking $300,000 in damages and the case is currently pending. The complaint took place while he was registered with Ausdal Financial Partners, Inc. and was regarding GWG Holdings Inc. L Bonds.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Ausdal Financial Partners, Inc. may be liable for investment or other losses suffered by Travis Wolfe’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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