Cetera Investment Services LLC broker Victor Furniss (CRD# 5957759) faces a customer complaint regarding structured product losses. He has been registered with Cetera Investment Services LLC in Miami, Florida, and with Cetera Investment Advisers LLC in Miami, Florida, since 2015.
Victor Furniss Customer Complaints
He has been the subject of two customer complaints between 2018 and 2023, one of which was denied, according to his CRD report:
February 2023. “Claimant alleges that they were recommended and overconcentrated in unsuitable investments.” The customer is seeking $100,000 in damages, and the case is currently pending. The complaint was regarding structured products, and it took place while he was registered with Cetera Investment Services LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Cetera Investment Services LLC may be liable for investment or other losses suffered by Victor Furniss’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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