Were you the victim of Capital Investment Group, Inc. broker Wayne Hill II (CRD# 1692976) related to GWG Holdings, Inc. investment losses? He has been registered with Capital Investment Group, Inc. in Lane, South Carolina, since 1994 and with Capital Investment Advisory Services, LLC in Kingstree, South Carolina, since 2013.
Wayne Hill II Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
September 2022. “The complaint listed purchases a total of $277,000 of GWG Holdings, Inc. from October, 2019 to March, 2021. A number of transactions, totaling $127,000, were purchased by [REDACTED] Farms and [REDACTED], who were not named plaintiffs in the complaint. [REDACTED] was the only named plaintiff for whom a transaction matched in name, who purchased $150,000 of GWG Holdings, Inc. in June, 2020.” The customer is seeking $277,000 in damages, and the case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Capital Investment Group, Inc. may be liable for investment or other losses suffered by Wayne Hill II’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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