Erez Law is interested in speaking with investors who may have suffered losses due to investments with National Securities Corporation broker William Braun (CRD# 1271500). Braun has been registered with National Securities Corporation in Boca Raton, Florida since 2007.
In 1986, the State of Wisconsin censured Braun regarding selling unregistered securities.
Braun has been the subject of seven customer complaints between 1996 and 2019, one of which was denied, according to his CRD report. Recent complaints are regarding:
November 2019. “Unsuitable recommendation with regard to a private placement.” The customer is seeking $200,000 in damages and the case is currently pending. The complaint was regarding private placements.
November 2019. “Breach of fiduciary duty, negligence, unsuitable recommendations.” The customer is seeking $75,000 in damages and the case is currently pending. The complaint was regarding private placements.
November 2019. “Beach of fiduciary duty, negligence, & unsuitable recommendations.” The customer is seeking $100,000 in damages and the case is currently pending. The complaint was regarding private placements.
November 2019. “Unsuitable recommendations, negligence, breach of fiduciary duty.” The customer is seeking $65,000 in damages and the case is currently pending. The complaint was regarding private placements.
October 2019. “Breach of fiduciary duty, negligence, unsuitable recommendations.” The customer is seeking $200,000 in damages and the case is currently pending. The complaint was regarding private placements.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, National Securities Corporation may be liable for investment or other losses suffered by Braun’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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