Were you the victim of former LPL Financial LLC broker William Bryant (CRD# 1732547)? He was registered with Independent Financial Group, LLC in Amarillo, Texas, from 2019 to 2023, and LPL Financial LLC in Amarillo, Texas, from 2009 to 2019, when he was terminated regarding, “Exercising discretion in client accounts without written authorization.”
William Bryant Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
May 2024. “Customer alleges that an investment made in 2013 was unsuitable for the customer’s investment objectives and risk tolerance.” The case is currently pending. The complaint was regarding real estate securities losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC may be liable for investment or other losses suffered by William Bryant’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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