LPL Financial LLC broker William Czaplewski (CRD# 2386057) is accused of unsuitable investment recommendations. He has been registered with LPL Financial LLC in Monona, Wisconsin, since 1994.
William Czaplewski Customer Complaints
He has been the subject of two customer complaints between 2018 and 2024, according to his CRD report:
March 2024. “Customer alleges that an investment made in 2015 was unsuitable for the customer’s investment objectives and risk tolerance.” The case is currently pending.
July 2018. “Customers alleged unsuitable recommendations.” The case was settled for $5,000.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC may be liable for investment or other losses suffered by William Czaplewski’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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