Erez Law is currently investigating former Texas Securities, Inc. broker William Hayden (CRD# 2303449) regarding energy sector losses. He was registered with Texas Securities, Inc. in Carrollton, Texas, from 2021 to 2023 and previously with Nobles & Richards, Inc. in Dallas, Texas, from 2019 to 2021 and with Texas Securities, Inc. in Graham, Texas, from 2016 to 2019.
Se habla Espanol abogado for inversion fraudes petroleo-gas.
William Hayden Customer Complaints
He has been the subject of one customer complaints, according to his CRD report:
August 2023. “[REDACTED] claimed the joint venture agreement was not signed by a qualified individual and not valid. The firm disputes that the agreement was not signed by the appropriate parties. She also claimed the investment was not in her best interest and that manipulative methods were used to induce the purchase of the joint venture interest. She demanded a refund of the investment in the joint venture. Based on claimant’s representations to the firm, the firms does not believe that she was lied to and believes that the recommendation complied with Regulation BI.” The customer is seeking $265,000 in damages, and the case is currently pending. The complaint was regarding oil and gas investments, and it took place while he was registered with Texas Securities, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Texas Securities, Inc. may be liable for investment or other losses suffered by William Hayden’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis. Read more about Texas investment fraud.
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