Can I recover losses from investments with Hornor, Townsend & Kent, LLC broker William Huff (CRD# 5875405)? He has been registered with Hornor, Townsend & Kent, LLC in St. George, Utah, since 2021.
William Huff Customer Complaints
He has been the subject of two customer complaints between 2014 and 2023, one of which was denied, according to his CRD report:
April 2023. “Unsuitable investment.” The customer sought $130,000 in damages, and the case was settled for $200,000. The complaint was regarding insurance losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Hornor, Townsend & Kent, LLC may be liable for investment or other losses suffered by William Huff’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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