Were you the victim of DFPG Investments, LLC broker William Sheehan (CRD# 2328614)? He has been registered with DFPG Investments, LLC in Cornwall-On-Hudson, New York, since 2012.
William Sheehan Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
December 2023. “Claimant alleges recommendation made was unsuitable.” The customer is seeking $475,000 in damages, and the case is currently pending. The complaint was regarding real estate security losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, DFPG Investments, LLC may be liable for investment or other losses suffered by William Sheehan’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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