There are options for clients of UBS Financial Services Inc. broker Zachary Anderson (CRD# 3247098) who suffered investment losses. He has been registered with UBS Financial Services Inc. in Birmingham, Michigan, since 2007.
Zachary Anderson Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
July 2024. “Time frame: 2021-2023 Claimant alleges misrepresentation in the handling of options trading strategies for the claimant’s account, along with breach of fiduciary duty and negligence.” The case is currently pending. The complaint was regarding equities.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, UBS Financial Services Inc. may be liable for investment or other losses suffered by Zachary Anderson’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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