SETTLEMENT
Recovered $180,000 for losses in Northstar (Bermuda)
Recovered $180,000 from a brokerage firm for a Chinese client who sustained losses in Northstar (Bermuda) when Northstar (Bermuda) was placed in liquidation in Bermuda. The claim was based on the brokerage firm’s lack of due diligence and sales practice violations. The case was filed with FINRA Dispute Resolution.